Stop 4 of 6
Modal vamps and the characteristic note
How to make a mode sound like itself.
Stop 4 of 6
How to make a mode sound like itself.
Knowing the formulas is not enough: a mode has to sound like itself, and the scale alone does not guarantee that — the context does. In this stop you learn the craft of building that context — drones, pedal tones and vamps — and of playing over it so that the characteristic note shines and the ear does not slip away to the parent scale. It is the difference between “playing the notes of Dorian” and playing in Dorian.
This backing alternates Dm7 and G7. Play (or listen to) the two phrases over it. They use exactly the same notes, those of D Dorian (that is, those of C major). Only the last note changes.
Ending A leaves a strange feeling: as if the music had taken you to C major and the backing had not noticed. Ending B fits: D is home, and the B that sounded earlier is heard for what it is, the Dorian 6.
The reason lies in the vamp itself. Dm7 – G7 is, on paper, a ii–V in C major: G7 holds the B–F, which pushes towards C. The vamp works as Dorian only if you do not hand the ear that resolution. As soon as a phrase rests on C, the centre moves house.
The simplest tool to fix the centre is a : a low note that does not move while everything else changes above it. A drone is a continuous pedal. With the D drone sounding, play the C major scale in fifth position and notice that you can no longer “escape” to C, even if you try: every note is measured against D.
String 6, Fret 5: A2 · 5 · Fifth
On the guitar you can be your own drone. The open fourth string is D: let it ring under every chord and the centre stays put even when the chords move.
An effective almost always has the same ingredients:
Here is the recipe for each mode on D:
| Mode | Vamp on D | Why it works |
|---|---|---|
| Ionian | Dmaj7 – Gmaj7 | I–IV: major without a dominant |
| Lydian | D – E/D | the major II carries ♯4 (G♯) |
| Mixolydian | D – C/D | ♭VII carries ♭7 (C) |
| Dorian | Dm7 – G/D | the major IV carries 6 (B) |
| Aeolian | Dm – B♭ – C | ♭VI carries ♭6 (B♭) |
| Phrygian | Dm – E♭/D | ♭II carries ♭2 (E♭) |
| Locrian | static Dm7♭5 | no perfect fifth: hardly ever used as home |
Listen to three of them. The bass does not move; the colour does.
With the context in place, the melody has to do its part. The characteristic note does not appear by magic: you have to put it where it can be heard.
Try these double stops against the open fourth string. Each bar is a different mode over the same pedal:
The most common traps when playing in a mode are always the same:
A very practical resource is pentatonic plus one: play the minor or major pentatonic of the mode's tonic (which does not contain the characteristic note) and add just that note. In D Dorian, D minor pentatonic plus B:
The pentatonic gives you safe phrases; the added note gives you the colour. And starting and ending on D comes naturally, because the pentatonic box revolves around the tonic.
So far the vamp chose the mode. In jazz, fusion and funk it often works the other way round: you see one chord and choose which scale to play over it. That is the idea of the : the chord fixes the main notes (1, 3, 5, 7) and the scale decides the rest — the colour.
| Chord | Possible scales | Colour |
|---|---|---|
| m7 | Dorian · Aeolian · Phrygian | bright · melancholy · dark |
| 7 | Mixolydian | blues, funk |
| maj7 | Ionian · Lydian | stable · floating |
| m7♭5 | Locrian | tense, transitional |
Listen to the same Am7 chord with three different melodic continuations. The chord does not change; the island does.
Over Cmaj7, Ionian has a problem: its 4 (F) sits a half step above the third (E) and, when held, clashes with it. That is why it is considered an : used in passing, not as a long note. Lydian solves the problem by raising it to F♯, which is why many jazz players choose Lydian over long maj7 chords.
Goal: Improvise 16 bars over Dm7–G7 with no phrase ending on C and at least one long B every two bars.
With the D drone, improvise for one minute in each mode, from Lydian to Phrygian: Lydian (G♯), Ionian (G), Mixolydian (C), Dorian (F), Aeolian (B♭), Phrygian (E♭). When moving on, change just one note and make that note the star of your first phrase.
Goal: Play one minute in each of six modes (no Locrian) over the D drone, in brightness order, changing only the characteristic note from one to the next.
Pick one position (fifth, for example) and change only the characteristic note: F♯, F, B♭.
Goal: Over a static Am7, play 4 bars in Dorian, 4 in Aeolian and 4 in Phrygian, so that someone (or you, on a recording) can tell the three apart.
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